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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-08-03 |
| TX | RA | APPROVED_RES | 2014-04-01 |
| MO | RA | APPROVED | 2002-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Grover | WY | 11/2002 | Present |
1. 11/26/2002 - FRONTLINE FINANCIAL SERVICES, INC - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - DBA ONLY-REGISTERED REP. 2. 3/26/2003 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - INSURANCE. 3. 11/13/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started 10/30/2017 - 0 Hours Per Month. 4. 11/17/2020 - 'Berean Bible Fellowship, SBC -- Afton WY' - Not Investment Related - Afton, WY - Outside/ W-2 Employment - Itinerant Preacher/Speaker - Started 08/24/2020 - 20 Hours Per Month/16 Hours During Securities Trading - Occasional pulpit supply; seminars; bi-vocational Pastor of small Church. 5. 01/30/2026 - Hollen LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 01/07/2026 - 120 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-24 |
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