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10 New England Business Center Drive Suite 109, Andover, MA 01810 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-06 |
| TX | RA | APPROVED | 2026-01-06 |
Branch Locations
10 New England Business Center Drive Suite 109, Andover, MA 01810 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Andover | MA | 08/1992 | 01/2026 |
| Arborstone Financial, Llc | Andover | MA | 01/2026 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Andover | MA | 01/2026 | Present |
1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx.10% of time during the month. 2) William Gaudino is dually registered as an investment advisor representative with ArborStone Financial, LLC ("ArborStone Financial") and as a registered representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 10/2025. Business is conducted from 10 New England Business Center Dr. Suite 109, Andover, MA 01810. Approximately 95% of Mr. Gaudino's time is dedicated to services as an investment advisor representative of ArborStone Financial, with the balance as a registered representative of PKS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-17 |
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