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16633 Dallas Parkway Suite 275, Addison, TX 75001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-01-29 |
Branch Locations
16633 Dallas Parkway Suite 275, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2004 | 09/2016 |
| Rp Brooks Financial, Inc. | Dallas | TX | 11/2000 | Present |
1) RP BROOKS FINANCIAL, INC. (RIA) CRD# 128472 INVESTMENT RELATED 16633 DALLAS PARKWAY, STE. 275 ADDISON, TX 75001 PRINCIPLE, INVESTMENT ADVISOR, ASSET MANAGEMENT 2) DECEPTIVE MONEY, NOT INVESTMENT RELATED, 909 LAKE CAROLYN PARKWAY, SUITE 230, IRVING, TX 75039, BOOK SALES, AUTHOR OF BOOK, START DATE: 04/2009; LESS THAN 1 HOUR PER MONTH DURING TRADING HOURS, BOOK IS LISTED ON THE WEBSITE AND ALSO WITH AMAZON. WE USE PAYPAL TO ACCEPT PAYMENT FOR THE BOOK AND WE SHIP IT FROM OUR OFFICE LOCATION TO FULFIL THE ORDER. 3) FIXED INSURANCE BUSINESS; INVESTMENT RELATED; 16633 DALLAS PARKWAY, STE. 275 ADDISON, TX 75001; FIXED INSURANCE SALES; AGENT; START DATE: 1/1/2000; APPROX 20 HR/MO; RECOMMEND FIXED ANNUITIES AND COMPLETE PAPERWORK
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-07 |
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