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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2008-01-01

Branch Locations

1100 Matamoros St, Laredo, TX 78040 • United States

1220 Guadalupe St, Laredo, TX 78040 • United States

10611 Mcpherson Rd, Laredo, TX 78045 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Laredo TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Laredo TX 11/2016 Present
Previous Registrations
  • 2002-08-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Laredo, TX
    St. Louis, MO
    Laredo, TX
Other Businesses

RENTAL PROPERTY; NON INVESTMENT RELATED; LAREDO, TX; 100% OWNERSHIP; START 1987; 0 HRS PER MONTH 0 DURING TRADING BOOK: UNTIL THE END - AUTHOR. NOT INVESTMENT RELATED. LAREDO, TX. START: 8/1/2014. 0 HRS PER MONTH. SALES OF BOOK ON SURVIVING CANCER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-14
  • S63 Uniform Securities Agent State Law Examination
    1992-09-14
Other Names
  • Jesus Leopoldo Gutierrez

View on SEC IAPD

More in Laredo, TX

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