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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-13
IN RA APPROVED 1998-12-14
  • TX RA
    APPROVED_RES
    Since 2016-06-13
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

5750 Coventry Ln Ste 110, Fort Wayne, IN 46804 • United States

Fort Wayne, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Wayne IN 09/2005 03/2020
Ameriprise Financial Services, Llc Fort Wayne IN 03/2020 Present
Other Businesses

Business Ownership; AR GROUP, LLC; Co-Owner; FINANCIAL HOLDING COMPANY FOR OFFICE EXPENSES; 5750 COVENTRY LANE, STE 110FORT WAYNE, IN 46804, ,; Not Investment-Related; 10/01/2008; 1 to 9 hours per month; 0 during trading hours / JJL LLC; Real estate investor; Real estate; 5750 Coventry Lane STE 110, , Fort Wayne, IN, 46804; Investment-Related; 10/11/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Wellspring Board of Directors; Treasurer; 1316 Broadway, , Fort Wayne, IN, 46802; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Charitable Gift Planners of Northeast Indiana; Board Member; 110 W Berry St, Suite 2202, Fort Wayne, IN, 46802; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-14
  • S63 Uniform Securities Agent State Law Examination
    1992-08-14

View on SEC IAPD

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