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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-05-18 |
| GA | RA | APPROVED | 2005-12-14 |
Branch Locations
3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 08/2005 | Present |
| Bank Of America, N.A. | Atlanta | GA | 06/2011 | Present |
I* 440697 For profit or not for profit: Entity Charitable Name of outside business organization: The Joy House Investment related: no Address of business: Jasper, GA, 30143 Nature of business: Charitable Organization Position, title, association: Treasurer,Board Member Start date of relationship: 02/06/2020 Number of hours devoted: 3 monthly Number of hours devoted during trading hours: 0 Duties: The Joy House has a faith based community counseling center as well as a youth residential program whose focus is restoring family relationships and counseling individuals who are struggling with difficult life issues.My initial responsibilities are as a Board Member, representing the families of those children who have been a part of their residential program. Secondarily, I have been asked to be the Treasurer of the Board. Responsibilities in this role include reviewing (but not producing) the monthly and quarterly financial statements, including the reconciliation of deposits and outgoing checks. I will not have direct access to bank accounts (virtually or in person) nor will I be an authorized signature for checks. I also am not providing investment advice in any form, and the organization does not have a Finance Committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-07 |
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