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Richard Anthony Sabec

Capital Client Group, Inc.

Los Angeles, CA

Los Angeles, CA

Safety Harbor, FL

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-05-22
  • CA RA
    APPROVED
    Since 2013-05-22

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Safety Harbor, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 01/2004 04/2023
American Funds Los Angeles CA 04/2023 Present
  • 01/2004 → 04/2023
    American Funds
    Los Angeles, CA
  • 04/2023 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-24
  • S66 Uniform Combined State Law Examination
    1999-11-24
Other Names
  • Richard Anthony Sabec

View on SEC IAPD

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