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Derek James Hernquist

Aptus Capital Advisors, LLC

Charlotte, NC

Fairhope, AL

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Current Employers
Aptus Capital Advisors, Llc

314 Magnolia Avenue Suite 200, Fairhope, AL 36532 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-04-03
  • NC RA
    APPROVED
    Since 2018-04-03

Branch Locations

Charlotte, NC • United States

314 Magnolia Avenue Suite 200, Fairhope, AL 36532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adhesion Wealth Advisor Solutions Charlotte NC 07/2015 12/2017
Strategic Index Advisors Charlotte NC 12/2017 03/2018
Aptus Capital Advisors, Llc Fairhope AL 04/2018 Present
  • 07/2015 → 12/2017
    Adhesion Wealth Advisor Solutions
    Charlotte, NC
  • 12/2017 → 03/2018
    Strategic Index Advisors
    Charlotte, NC
  • 04/2018 → Present
    Aptus Capital Advisors, Llc
    Fairhope, AL
Previous Registrations
  • 2009-12-04 → 2011-12-31
    Integrative Capital, Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-22
S63 Uniform Securities Agent State Law Examination 2014-06-26
  • S65 Uniform Investment Adviser Law Examination
    2018-03-22
  • S63 Uniform Securities Agent State Law Examination
    2014-06-26

View on SEC IAPD

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