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Current Employers
Retirement And Wealth At Alliant, Llc

565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-10-26
  • AR RA
    APPROVED
    Since 2022-10-26

Branch Locations

310 W. Dickson Street, Suite 205, Fayetteville, AR 72701 • United States

565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services Little Rock AR 04/2016 09/2017
Lpl Financial, Llc Little Rock AR 09/2017 02/2018
Global Retirement Partners, Llc Little Rock AR 09/2017 06/2021
Resources Investment Advisors, Llc Overland Park KS 06/2021 10/2022
Alliant Retirement Services, Llc Alpharetta GA 10/2022 Present
  • 04/2016 → 09/2017
    Kestra Financial Services
    Little Rock, AR
  • 09/2017 → 02/2018
    Lpl Financial, Llc
    Little Rock, AR
  • 09/2017 → 06/2021
    Little Rock, AR
  • 06/2021 → 10/2022
    Resources Investment Advisors, Llc
    Overland Park, KS
  • 10/2022 → Present
    Alliant Retirement Services, Llc
    Alpharetta, GA
Previous Registrations
Other Businesses

The name of the other business: Alliant Insurance Services, LLC Whether the business is investment-related: No The address of the other business: Same as registered location The nature of the other business: General insurance consulting Your position: Employees for purposes of benefits and collaboration Title, or relationship with the other business: Alliant Insurance wholly owns Alliant Retirement Services, and provides payroll, hr, and facilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-27
S63 Uniform Securities Agent State Law Examination 1998-01-26
  • S65 Uniform Investment Adviser Law Examination
    1999-09-27
  • S63 Uniform Securities Agent State Law Examination
    1998-01-26
Other Names
  • Teressa Lea Hudson
  • Teressa Lea Ellis

View on SEC IAPD

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