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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-03-25 |
Branch Locations
9729 Cogdill Road Suite 100, Knoxville, TN 37932 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Knoxville | TN | 03/2017 | Present |
| Msi Financial Services | Knoxville | TN | 07/2016 | 03/2017 |
| Massmutual Life Insurance Co | Knoxville | TN | 07/2016 | Present |
Name: Vacation Rental Inv rel: Y Add: 2805 White oak Ridge Lane Servierville TN 37862 Nature: Simple Rental Property Position: owner Start date: 01/01/2012 No. HR/MO:0 No. HR/MO during sec trading: 0 Describe duties: none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-09 |
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