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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-03-14 |
Branch Locations
396 Commonwealth Ave. Unit D-2A, Boston, MA 02215 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Westwood | MA | 03/2015 | 10/2017 |
| Alpha Pension Group, Inc. | Lexington | MA | 05/2019 | Present |
| Winter Guard International | Dayton | OH | 10/2017 | Present |
| Lpl Financial, Llc | Boston | MA | 06/2019 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 01/2021 | Present |
| Hub International, Inc. | Chicago | IL | 01/2021 | Present |
1. 05/01/2008 - DEFENDERS DRUM & BUGLE CORPS INC/ NON-PROFIT BOARD MEMBER/ NOT INVESTMENT RELATED/ 5%/ ROCKLAND, MA 2. 01/01/1999 - MASSACHUSETTS DRUM CORPS HALL OF FAME/ NON-PROFIT BOARD MEMBER/ NOT INVESTMENT RELATED/ 2%/ ROCKLAND, MA 3. 06/07/2019 - ALPHA PENSION GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ BOSTON, MA 4. 09/01/2003 - WINTER GUARD INTERNATIONAL/ OUTSIDE, W-2 EMPLOYMENT/ NOT INVESTMENT RELATED/ 0%/ DAYTON, OH 5. 08/15/2019 - Alpha Pension Group, Inc. - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:5/23/2019 - 20 hrs/mo - 10% time spent. 6. 4/15/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 6/15/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 5/23/2019 - 20 Hours Per Month - Time Spent 10% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 5/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 6/15/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/1/2021 - Licensed Admin. - Supports the advisor(s) who will service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-30 |
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