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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-03-14
  • MA RA
    APPROVED
    Since 2021-03-14

Branch Locations

396 Commonwealth Ave. Unit D-2A, Boston, MA 02215 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Westwood MA 03/2015 10/2017
Alpha Pension Group, Inc. Lexington MA 05/2019 Present
Winter Guard International Dayton OH 10/2017 Present
Lpl Financial, Llc Boston MA 06/2019 Present
Global Retirement Partners, Llc San Rafael CA 01/2021 Present
Hub International, Inc. Chicago IL 01/2021 Present
  • 03/2015 → 10/2017
    John Hancock
    Westwood, MA
  • 05/2019 → Present
    Alpha Pension Group, Inc.
    Lexington, MA
  • 10/2017 → Present
    Winter Guard International
    Dayton, OH
  • 06/2019 → Present
    Lpl Financial, Llc
    Boston, MA
  • 01/2021 → Present
    San Rafael, CA
  • 01/2021 → Present
    Hub International, Inc.
    Chicago, IL
Previous Registrations
Other Businesses

1. 05/01/2008 - DEFENDERS DRUM & BUGLE CORPS INC/ NON-PROFIT BOARD MEMBER/ NOT INVESTMENT RELATED/ 5%/ ROCKLAND, MA 2. 01/01/1999 - MASSACHUSETTS DRUM CORPS HALL OF FAME/ NON-PROFIT BOARD MEMBER/ NOT INVESTMENT RELATED/ 2%/ ROCKLAND, MA 3. 06/07/2019 - ALPHA PENSION GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ BOSTON, MA 4. 09/01/2003 - WINTER GUARD INTERNATIONAL/ OUTSIDE, W-2 EMPLOYMENT/ NOT INVESTMENT RELATED/ 0%/ DAYTON, OH 5. 08/15/2019 - Alpha Pension Group, Inc. - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:5/23/2019 - 20 hrs/mo - 10% time spent. 6. 4/15/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 6/15/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 5/23/2019 - 20 Hours Per Month - Time Spent 10% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 5/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 6/15/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/1/2021 - Licensed Admin. - Supports the advisor(s) who will service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-15
S63 Uniform Securities Agent State Law Examination 2000-11-30
  • S65 Uniform Investment Adviser Law Examination
    2003-12-15
  • S63 Uniform Securities Agent State Law Examination
    2000-11-30

View on SEC IAPD

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