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18925 Base Camp Road Suite 203, Monument, CO 80132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-03 |
| WA | RA | APPROVED | 2008-12-16 |
| NJ | RA | APPROVED | 2006-04-25 |
| TX | RA | APPROVED_RES | 2004-10-26 |
Branch Locations
48 South Service Rd Suite 210, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Asset Management, Inc | Melville | NY | 04/2002 | Present |
1)NAME:VANLAM, INC BDA ROCKIN ILALIAN ICES NATURE:CONCESSION AT JONES BEACH THEATRE/APPPOX. 30 SHOWS PER SEASON DUTIES:VERY LIGHT BOOKKEEPING/BANKING TITLE:TREASURER TIME:10-15 HRS PER YEAR START:6/7/14 THE THEATRE PROVIDES ALL EMPLOYEES, STORGE, PERMIT AND SCHEDULING. TWO BUSINESS PARTNERS HANDLE ALL ELSE. NOT INVESTMENT SECURITIES RELATED 2)NAME:RENTAL PROPERTY OWNED BY GENO AVELLINO, LLC ADDRESS:9533 AVELLINO WAY, UNIT #2912, NAPLES, FLORIDA 34113 TITLE:OWNER/LANDLORD START:DEC 2017 TIME:MINIMAL INVOLVEMENT. WE HAVE A REALTOR HANDLING RENTER SCREENING, COLLECTIONS, ETC. MY WIFE AND I OWN A PROPERTY IN FLORIDA AND HAVE BEEN RENTING IT OUT MONTHLY. WE RECEIVE RENTAL INCOME OF $2,300 WHICH IS USED TO PAY TAXES, HOA EXPENSES REALTOR EXPENSES AND THE MORTGAGE. COMPENSATION OF $2300/MONTH IS RENTAL INCOME WHICH IS SLIGHTLY GREATER THAN MONTHLY EXPENSES. NOT INVESTMENT SECURITIES RELATED 3)NAME:ZANDRABILITY, INC ADDRESS:46 WAGON WHEEL LANE, DIX HILLS, NY 11746 TITLE:DIRECTOR DUTIES: FUNDRAISER AND EVENT PLANNER ;SUCH AS T-SHIRT SALES, BOWLING GATHERINGS, BBQ AND MUSIC EVENTS. START:11/2021 TIME:ABOUT 10 HOURS PER MONTH. MY DAUGHTER, ALEXANDRA (ZANDRA) DECIDED TO START A 501-C3 CORPORATION TO RAISE FUNDS TO FIND A CURE FOR SPINAL MUSCULAR ATROPHY (SMA). FOR YEARS OUR FAMILY HAS HOSTED FUNDRAISERS FOR ORGANIZATIONS LIKE "FAMILIES OF SMA" AND "CURE SMA". WITH HER NEW ZANDRABILITY, INC., ALEXANDRA PLANS TO RAISE FUNDS FOR THESE ORGANIZATIONS AS WELL AS FOR LOCAL FAMILIES WITH KIDS CHALLENGED WITH ACCESSIBILITY ISSUES. NOT INVESTMENT SECURITIES RELATED 4) NAME: GENO ABACOA, LLC ADDRESS: 4903 CHANCELLOR DRIVE, UNIT 23, THE VILLAGE AT ABACOA, JUPITER, FLORIDA 33458 START: 12/2024 TIME: VERY LITTLE TIME AS VICTORIA WILL MANAGE THE PROPERTY ALONG WITH AN OUTSIDE MANAGEMENT FIRM. RENTAL PROPERTY IN JUPITER, FLORIDA. COMPENSATION = RENTAL INCOME LESS HOA FEES, TAXES, ETC. LLC IS JOINTLY OWNED WITH VICTORIA GENOVESE. NOT INVESTMENT SECURITIES RELATED 5) NAME: SCOUTING AMERICA THEODORE ROOSEVELT COUNCIL ADDRESS: SCOUTING AMERICA, 544 BROADWAY, MASSAPEQUA, NEW YORK 11758 TITLE: MEMBER OF THE BOARD OF DIRECTORS AND INVESTMENT COMMITTEE START: 12/01/2024 TIME: ABOUT 3 HOURS PER MONTH MEMBER OF BOARD OF DIRECTORS. MEMBER OF INVESTMENT COMMITTEE: ASSETS MANAGED BY MORGAN STANLEY ON FULL DISCRETION BASIS. ROLE IS ADVISORY. NOT INVESTMENT SECURITIES RELATED 6)NAME: SCOUTING AMERICA, LONG ISLAND TITLE: VP OF COMMUNITY ENGAGEMENT START: 2/23/2026 TIME: 12 HOURS PER MONTH VP OF COMMUNITY ENGAGEMENT IS A VOLUNTEER POSITION ON THE EXECUTIVE COMMITTEE OF THE BOARD. EMPLOYEE WILL MEET WITH COMMUNITY LEADERS AND BUSINESS PROFESSIONALS TO PROVIDE PROFESSIONAL EXPERTISE, VOLUNTEER SERVICE, AND FINANCIAL SUPPORT TO SCOUTING AMERICA. NOT INVESTMENT SECURITIES RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-11 |
| S65 | Uniform Investment Adviser Law Examination | 1997-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-24 |
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