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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-09-20 |
Branch Locations
200 South Wacker Drive Suite 700 , Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chicago | IL | 04/2007 | 11/2016 |
| National Securities Corporation | Lombard | IL | 11/2016 | 07/2022 |
| National Asset Management | Lombard | IL | 12/2016 | 12/2016 |
| B. Riley Wealth Advisors | Memphis | TN | 08/2018 | Present |
| B. Riley Wealth Management | Memphis | TN | 07/2022 | Present |
1) B. RILEY WEALTH INSURANCE CORPORATION; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; HEALTH AND LIFE INSURANCE SALES; AGENT; START DATE 7/25/2022; 15-20 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS. 2) JBT WEALTH MANAGEMENT; INVESTMENT- RELATED SAME ADDRESS AS BRWM; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 12/2023. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-07-17 |
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