Thomas K. Turner

Current Employers

Employment History

• 09/2008 → Present
  Lpl Financial, Llc
  Herndon, VA
• 08/2008 → Present
  Northwest Financial Group, Llc
  Herndon, VA
• 08/2013 → Present
  Northwest Financial Advisors Llc
  Herndon, VA

Previous Registrations

• 2004-08-13 → 2008-07-17
  Cetera Wealth Services, Llc
  Alexandria, VA
  Alexandria, VA
• 1997-08-20 → 2003-11-03
  Osaic Fa, Inc.
  Vienna, VA

Other Businesses

1. 3/22/2013 - NORTHWEST FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - TIME SPENT 100% - EMPLOYEE OF NW FINANCIAL GROUP, LLC - NWFG, LLC IS WHOLLY OWNED BY NW CAPITAL MANAGEMENT, WHICH IS WHOLLY OWNED BY NW CREDIT UNION. 2. 10/30/2013 - Northwest Financial Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Investment Advisor - Start Date: 08/2013 - Time Spent 50% - I provide investment advisory services through Northwest Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 08/2013. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business). 4. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 9/11/2008 - Compensation paid through this entity in internal records. 5. 2/8/2023 - Northwest Insurance Agency LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Insurance Agent - Start Date - 12/06/2022 - 5 Hours Per Month/1 Hours During Securities Trading 6. 10/18/2024 - Northwest Financial Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/08/2024 - 20 Hours Per Month/ During Trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-25
• S63 Uniform Securities Agent State Law Examination
  1992-07-31

Designations

Other Names

• Tom Turner
• Thomas King Iii Turner
• Thomas King Turner