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Kensington, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-30 |
| TX | RA | APPROVED | 2022-02-28 |
| MT | RA | APPROVED | 2020-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | San Francisco | CA | 11/2002 | 01/2020 |
| Kte Capital Management, Llc | Kensington | CA | 01/2020 | Present |
| True North Capital Management Llc | Kensington | CA | 03/2021 | Present |
| Inner City Advisors | Oakland | CA | 10/2020 | Present |
| University Of California, Berkeley, Haas School Of Business | Berkeley | MT | 01/2023 | Present |
ICA.Fund: 2323 Broadway, Oakland, CA 94612. The ICA.Fund is a venture-capital CDFI (community development financial institution) that provides equity and convertible note investments to women and minority owned businesses. John serves as the firm's Chief Investment Officer responsible for seed capital strategy, investment portfolio, and oversees the development of the ICA Growth Fund. Start date: 10/1/2020. Hours per month: 128. Hours during securities trading hours: 32. KTE Capital Management, LLC ('KTE'): 829 Coventry Road, Kensington, CA 94707. KTE is a registered investment adviser that focuses on providing investment advisory services to friends and family and other individuals through separately managed investment portfolio accounts. John serves as the firm's Managing Member. Start Date: 01/2020. Hours per month: 40. Hours during securities trading hours: 20. True North Capital Management LLC (True North): 829 Coventry Road, Kensington, CA 94707. True North is a registered investment adviser and serves as the General Partner and investment manager of one client, the Talon Essential Services Fund LP. John is a Co-Founder and Managing Partner of True North, responsible for firm-wide strategic planning and global operations, with specific responsibility for investment strategy, portfolio construction, trading, and return generation. Start Date: 03/2021. Hours per month: 160. Hours during securities trading hours: 130. University of California, Berkeley, Haas School of Business: 2200 Piedmont Avenue, Berkeley, CA, 94720-1900. This activity is not investment-related, the nature of this business is Education. John serves as a Guest Lecturer for an Impact Investing Class. Start Date: 01/2023. Hours per quarter: 2 hours. Hours during securities trading hours: 0 hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-11 |
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