Best Investors Account Sign in
Inactive

John Charles Gough

Kte Capital Management, LLC

Kensington, CA

Claim This Profile
Current Employers
Kte Capital Management, Llc

Kensington, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-30
TX RA APPROVED 2022-02-28
MT RA APPROVED 2020-08-27
  • CA RA
    APPROVED
    Since 2022-03-30
  • TX RA
    APPROVED
    Since 2022-02-28
  • MT RA
    APPROVED
    Since 2020-08-27

Branch Locations

Kensington, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Francisco CA 11/2002 01/2020
Kte Capital Management, Llc Kensington CA 01/2020 Present
True North Capital Management Llc Kensington CA 03/2021 Present
Inner City Advisors Oakland CA 10/2020 Present
University Of California, Berkeley, Haas School Of Business Berkeley MT 01/2023 Present
  • 11/2002 → 01/2020
    Wells Fargo Bank, N.A.
    San Francisco, CA
  • 01/2020 → Present
    Kensington, CA
  • 03/2021 → Present
    Kensington, CA
  • 10/2020 → Present
    Inner City Advisors
    Oakland, CA
  • 01/2023 → Present
    University Of California, Berkeley, Haas School Of Business
    Berkeley, MT
Previous Registrations
Other Businesses

ICA.Fund: 2323 Broadway, Oakland, CA 94612. The ICA.Fund is a venture-capital CDFI (community development financial institution) that provides equity and convertible note investments to women and minority owned businesses. John serves as the firm's Chief Investment Officer responsible for seed capital strategy, investment portfolio, and oversees the development of the ICA Growth Fund. Start date: 10/1/2020. Hours per month: 128. Hours during securities trading hours: 32. KTE Capital Management, LLC ('KTE'): 829 Coventry Road, Kensington, CA 94707. KTE is a registered investment adviser that focuses on providing investment advisory services to friends and family and other individuals through separately managed investment portfolio accounts. John serves as the firm's Managing Member. Start Date: 01/2020. Hours per month: 40. Hours during securities trading hours: 20. True North Capital Management LLC (True North): 829 Coventry Road, Kensington, CA 94707. True North is a registered investment adviser and serves as the General Partner and investment manager of one client, the Talon Essential Services Fund LP. John is a Co-Founder and Managing Partner of True North, responsible for firm-wide strategic planning and global operations, with specific responsibility for investment strategy, portfolio construction, trading, and return generation. Start Date: 03/2021. Hours per month: 160. Hours during securities trading hours: 130. University of California, Berkeley, Haas School of Business: 2200 Piedmont Avenue, Berkeley, CA, 94720-1900. This activity is not investment-related, the nature of this business is Education. John serves as a Guest Lecturer for an Impact Investing Class. Start Date: 01/2023. Hours per quarter: 2 hours. Hours during securities trading hours: 0 hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-13
S63 Uniform Securities Agent State Law Examination 2009-09-11
  • S65 Uniform Investment Adviser Law Examination
    2020-08-13
  • S63 Uniform Securities Agent State Law Examination
    2009-09-11

View on SEC IAPD

More in Kensington, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor