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Ann Marie Mcriley

Ubs Financial Services Inc.

Lake Oswego, OR

Tulsa, OK

Broken Arrow, OK

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-01-13
WA RA APPROVED 2019-07-11
  • OK RA
    APPROVED
    Since 2022-01-13
  • WA RA
    APPROVED
    Since 2019-07-11

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States

Broken Arrow, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland OR 02/2012 Present
Previous Registrations
  • 2010-07-01 → 2012-02-23
    Chase Investment Services Corp.
    Milwaukie, OR
    Milwaukie, OR
    Canby, OR
    Canby, OR
    Wilsonville, OR
    Lake Oswego, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Hillsboro, OR
    Portland, OR
  • 2009-06-01 → 2010-06-28
    Morgan Stanley
    Portland, OR
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Portland, OR
  • 2005-06-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lake Oswego, OR
    Portland, OR
    Lake Oswego, OR
  • 2003-03-28 → 2004-06-14
    Morgan Stanley Dw Inc.
    Lake Oswego, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-18
S63 Uniform Securities Agent State Law Examination 1998-08-25
  • S65 Uniform Investment Adviser Law Examination
    2003-03-18
  • S63 Uniform Securities Agent State Law Examination
    1998-08-25
Other Names
  • Ann Marie Church
  • Ann Marie Geist
  • Ann Marie Geist
  • Ann Marie Mcriley
  • Ann Mcriley
  • Ann Marie Mcriley
  • Ann Marie Mcriley
  • Ann Marie Mcriley

View on SEC IAPD

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