Karen Stacey Podwyszynski

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-02-18

NJ RA
APPROVED

Since 2015-02-18

Branch Locations

155 Route 17, Paramus, NJ 07652-2903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Paramus	NJ	10/2014	Present
Charles Schwab Bank	Paramus	NJ	10/2014	Present

10/2014 → Present

Charles Schwab & Co., Inc.

Paramus, NJ
10/2014 → Present

Charles Schwab Bank

Paramus, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-14
S63	Uniform Securities Agent State Law Examination	2008-05-09

S66 Uniform Combined State Law Examination

2015-02-14
S63 Uniform Securities Agent State Law Examination

2008-05-09

Other Names

Karen Stacey Lim