Raleigh James Galiano

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2012-04-02
TX	RA	APPROVED	2012-04-02

LA RA
APPROVED

Since 2012-04-02
TX RA
APPROVED

Since 2012-04-02

Branch Locations

1611 Hickory Springs Road, Lexington, MS 39095 • United States

135 Highway 3161, Cut Off, LA 70345 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Cut Off	LA	04/2012	Present

04/2012 → Present

Lpl Financial, Llc

Cut Off, LA

Previous Registrations

2006-10-03 → 2012-04-03

Edward Jones

Cut Off, LA

Other Businesses

1. 5/9/2012: DBA ONLY - GALIANO WEALTH MANAGEMENT GROUP, LLC - CUT OFF, LA 2. 5/14/2018 - Galiano Holding, LLC - Not Investment Related - 135 Highway 3161, Cut Off LA 70354 - Real Estate Rental - Start Date: 12/12/2011 - 3 Hours Per Month/3 Hours During Securities Trading - Entity that owns office building. 3. 5/14/2018 - Galiano Land, LLC - Not Investment Related - 1611 Hickory Springs Road, Lexington MS 39095 - Real Estate Rental - Start Date: 06/17/2013 - 8 Hours Per Month/0 Hours During Securities Trading - Holding LLC of second home in central Mississippi which also serves as second office in the event of a disaster.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-12-14

S63 Uniform Securities Agent State Law Examination

1995-12-14

Designations

Other Names

Raleigh James Galiano

View on SEC IAPD