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Lars Petersen

Td Private Client Wealth LLC

New York, NY

Brooklyn, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-30
FL RA APPROVED 2026-04-06
CT RA APPROVED 2025-11-24
TX RA APPROVED_RES 2025-09-23
NY RA APPROVED 2025-04-15
  • PA RA
    APPROVED
    Since 2026-04-30
  • FL RA
    APPROVED
    Since 2026-04-06
  • CT RA
    APPROVED
    Since 2025-11-24
  • TX RA
    APPROVED_RES
    Since 2025-09-23
  • NY RA
    APPROVED
    Since 2025-04-15

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

269 5Th Avenue, Brooklyn, NY 11215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brook Marketing Solutions, Llc Middlesex NJ 09/2016 02/2018
Citigroup Global Markets, Inc. New York NY 02/2018 04/2024
Unemployed Woodside NY 06/2024 02/2025
Td Private Client Wealth Llc Brooklyn NY 03/2025 Present
Td Bank N.A. Brooklyn NY 03/2025 Present
Previous Registrations
  • 2018-04-02 → 2024-05-09
    Citigroup Global Markets Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Fort Lee, NJ
    New York, NY
    New York, NY
    Stamford, CT
    New York, NY
    New York, NY
    Fort Lee, NJ
  • 2015-01-28 → 2016-06-17
    Capital One Advisors, Llc
    Seattle, WA
  • 2012-11-15 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
    New York, NY
  • 2012-10-01 → 2012-10-12
    J.P. Morgan Securities Llc
    New York, NY
  • 2012-03-30 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-27
S63 Uniform Securities Agent State Law Examination 2005-10-24
  • S66 Uniform Combined State Law Examination
    2012-03-27
  • S63 Uniform Securities Agent State Law Examination
    2005-10-24
Other Names
  • Lars Petersen
  • Lars Jonathan Petersen
  • Lars J Petersen

View on SEC IAPD

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