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Samuel Franklin Pyle

LPl Financial LLC

Spring, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-09
  • TX RA
    APPROVED
    Since 2022-06-09

Branch Locations

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Houston TX 02/2011 06/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2022
Lpl Financial Llc Spring TX 06/2022 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 02/2011 → 06/2022
    Morgan Stanley Smith Barney
    Houston, TX
  • 01/2015 → 06/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2022 → Present
    Spring, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1)06/08/2022 - Kingdom Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-14
S63 Uniform Securities Agent State Law Examination 1992-08-11
  • S65 Uniform Investment Adviser Law Examination
    1997-02-14
  • S63 Uniform Securities Agent State Law Examination
    1992-08-11

View on SEC IAPD

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