Thomas Joseph Diem

Current Employers

Diem Wealth Management

Fort Wayne, IN • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2016-01-20

IN RA
APPROVED

Since 2016-01-20

Branch Locations

Fort Wayne, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Diem Wealth Management	Fort Wayne	IN	06/2012	Present
Thomas J. Diem	Fort Wayne	IN	10/1989	Present

06/2012 → Present

Diem Wealth Management

Fort Wayne, IN
10/1989 → Present

Thomas J. Diem

Fort Wayne, IN

Previous Registrations

2012-07-09 → 2015-12-31

Diem Wealth Management

Fort Wayne, IN
2013-06-24 → 2015-06-10

Martin Wealth Management, Llc

Fort Wayne, IN
2003-10-28 → 2012-07-06

Cantella & Co., Inc.

Ft. Wayne, IN

Fort Wayne, IN
2003-01-02 → 2003-02-05

Raymond James Financial Services, Inc.

Ft. Wayne, IN
2001-09-18 → 2002-12-10

Raymond James & Associates, Inc.

Fort Wayne, IN

Other Businesses

1) THOMAS J. DIEM; INVESTMENT RELATED; FORT WAYNE, IN; INSURANCE PRODUCTS AND SERVICES; INDEPENDENT INSURANCE AGENT; 10/1989; APPROXIMATELY 20% OF TIME SPENT ON THIS ACTIVITY; SALES AND SERVICING OF LIFE INSURANCE, LONG TERM CARE INSURANCE AND FIXED ANNUITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-10
S63	Uniform Securities Agent State Law Examination	1992-09-15

S65 Uniform Investment Adviser Law Examination

1995-11-10
S63 Uniform Securities Agent State Law Examination

1992-09-15

Designations

Other Names

Tom Diem

View on SEC IAPD