Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-15
NY RA APPROVED 2026-01-26
  • TX RA
    APPROVED
    Since 2026-07-15
  • NY RA
    APPROVED
    Since 2026-01-26

Branch Locations

Forney, TX • United States

1285 Ave Of The Americas 19Th Floor, New York, NY 10019 • United States

Spotswood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. New York NY 03/2016 07/2022
Ubs Financial Services Inc. New York NY 07/2022 Present
Other Businesses

Board Member at Chamber Orchestra of New York, a non-profit that promotes classical music to the youth. Organization's primary address is in New York, NY. Organization is not primarily engaged in investment-related activity. Start date is November 2016. Eight hours per month. Duties include serving as a spokesperson of the orchestra. NAME OF OTHER BUSINESS: Owned in joint name of myself and my husband / INVESTMENT RELATED?: Y / ADDRESS: 1616 Ravens Crest / NATURE OF THE BUSINESS: Real Estate, Joint ownership with spouse - rental property / POSITION: Proprietor / owner / DUTIES: Joint ownership rental property / START DATE: 10/06/09/ HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-02
  • S66 Uniform Combined State Law Examination
    2016-05-02
Designations
Other Names
  • Gloria Shia
  • Fung Tien Shia

View on SEC IAPD

More in Forney, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor