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Nicole Marie Clarke

Waverly Advisors, LLC

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-01-11
IN RA APPROVED 2024-01-11
  • AL RA
    APPROVED
    Since 2024-01-11
  • IN RA
    APPROVED
    Since 2024-01-11

Branch Locations

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategiq Financial Group Llc Merriville IN 08/2005 03/2024
Sii Investments, Inc. Merrillville IN 10/2007 12/2016
Waverly Advisors, Llc Birmingham AL 01/2024 Present
  • 08/2005 → 03/2024
    Strategiq Financial Group Llc
    Merriville, IN
  • 10/2007 → 12/2016
    Sii Investments, Inc.
    Merrillville, IN
  • 01/2024 → Present
    Waverly Advisors, Llc
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-13
  • S66 Uniform Combined State Law Examination
    2005-10-13
Other Names
  • Nicole M Wozniak
  • Nicole M Wozniak

View on SEC IAPD

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