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Richard Randolph Alexander

Stephens

Austin, TX

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-04-03
  • TX RA
    APPROVED
    Since 2001-04-03

Branch Locations

1111 West Sixth Street Building A, Suite 420, Austin, TX 78703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Austin TX 04/2001 Present
  • 04/2001 → Present
    Stephens Inc.
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-19
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S65 Uniform Investment Adviser Law Examination
    1992-08-19
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Other Names
  • Wick Alexander

View on SEC IAPD

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