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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-11-04
TX RA APPROVED_RES 2024-11-01
  • OK RA
    APPROVED
    Since 2024-11-04
  • TX RA
    APPROVED_RES
    Since 2024-11-01

Branch Locations

900 Nw 139Th St Parkway [Satellite}, Edmond, OK 73013 • United States

434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oklahoma City OK 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 10/2024
Wells Fargo Advisors Financial Network, Llc Edmond OK 11/2024 Present
Previous Registrations
  • 2003-07-01 → 2024-11-01
    Oklahoma City, OK
    Oklahoma City, OK
    Edmond, OK
    Oklahoma City, OK
  • 2000-06-09 → 2003-07-01
    Prudential Equity Group, Llc
    Oklahoma City, OK
Other Businesses

GREET THE DAWN LLC, INV RELATED, OKLAHOMA CITY, OK, 100% OWNERSHIP, START 8/9/24, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE; FOLSOM HOLDINGS LLC, INV RELATED, NV RELATED, OKLAHOMA CITY, OK, 100% OWNERSHIP, START 8/9/24, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE PROPERTY HOLDER;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-11
S63 Uniform Securities Agent State Law Examination 1992-08-28
  • S65 Uniform Investment Adviser Law Examination
    1992-09-11
  • S63 Uniform Securities Agent State Law Examination
    1992-08-28
Other Names
  • Mason Alexander Sommer
  • Mason Sommer

View on SEC IAPD

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