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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2019-07-22
  • OR RA
    APPROVED
    Since 2019-07-22

Branch Locations

13221 Sw 68Th Pwky #460, Tigard, OR 97223 • United States

Beaverton, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Beaverton OR 08/2005 06/2019
Self Employed Beaverton OR 05/2014 05/2017
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Beaverton OR 07/2019 Present
  • 08/2005 → 06/2019
    Foresters Financial
    Beaverton, OR
  • 05/2014 → 05/2017
    Self Employed
    Beaverton, OR
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2019 → Present
    Beaverton, OR
Other Businesses

1)ADAM'S EXTRAS, EXTRA ON MOVIE SHOOT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-04
S63 Uniform Securities Agent State Law Examination 2005-09-12
  • S66 Uniform Combined State Law Examination
    2019-06-04
  • S63 Uniform Securities Agent State Law Examination
    2005-09-12

View on SEC IAPD

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