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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-04-25
  • CA RA
    APPROVED
    Since 2013-04-25

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Dallas , TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds/Capital Group Co'S. Los Angeles CA 07/1997 Present
  • 07/1997 → Present
    American Funds/Capital Group Co'S.
    Los Angeles, CA
Other Businesses

Name of the other business: 2201 Ocean Drive LLC / Is the business Investment Related: No / The address of the other business: 2201 Ocean Drive; Bahai Beach Resort, Rio Grande, Puerto Rico 00745 / The nature of the other business: 3 bedroom condo my family and I will use, rent out a few months of the year when we are not using it / Your position/title: Owner, Secretary, Treasurer, Administrator / Start Date: July 12, 2021 / The number of hours/month you devote to the other business: 0 / The number of hours during securities trading hours: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-08-17
  • S63 Uniform Securities Agent State Law Examination
    2009-08-17
Designations
Other Names
  • Charles King

View on SEC IAPD

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