Scott Kendall Branson

Current Employers

Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-08-08
TN	RA	APPROVED	2012-08-16

TX RA
APPROVED_RES

Since 2017-08-08
TN RA
APPROVED

Since 2012-08-16

Branch Locations

Knoxville, TN • United States

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Regal Securities	Glenview	IL	08/2012	Present

08/2012 → Present

Regal Securities

Glenview, IL

Previous Registrations

2008-05-22 → 2012-08-13

Brokersxpress Llc

Knoxville, TN

Wake Forest, NC

Knoxville, TN

Boca Raton, FL
2008-04-18 → 2008-05-19

Ssn Advisory, Inc.

Knoxville, TN
2007-12-12 → 2008-04-09

1St Discount Brokerage, Inc.

Knoxville, TN

Other Businesses

1.S & S FINANCIAL SERVICES, NOT INVESTMENT RELATED, 10262 CASTLEBRIDGE COURT, KNOXVILLE, TN 37922, TAX'S, TAX PREPARATION, 35431, 5 TO 10 HOURS A MONTH, 5 TO 10 DURING TRADING HOURS, PREPARE TAX RETURNS 2. TMB Family Partnership Nature of Business: Real Estate - Commercial Leasing Address: 4633 Marshall Dr., Knoxville, TN 37918 Position: Partner Role: Prepare tax returns Start Date: 1/2023 Investment related: No Hrs per month: 2 Hrs during market: none

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-11
S65	Uniform Investment Adviser Law Examination	1999-10-27
S63	Uniform Securities Agent State Law Examination	1992-07-07

S66 Uniform Combined State Law Examination

2007-12-11
S65 Uniform Investment Adviser Law Examination

1999-10-27
S63 Uniform Securities Agent State Law Examination

1992-07-07

Other Names

Scott K Branson

View on SEC IAPD