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Kenneth Cassius Butterfield

LPl Financial LLC

Bradenton Beach, FL

Jackson, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
MI RA APPROVED 2025-01-01
TX RA APPROVED 2024-08-07
  • FL RA
    APPROVED
    Since 2025-01-01
  • MI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-08-07

Branch Locations

Bradenton Beach, FL • United States

Jackson, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Jackson MI 02/2010 09/2019
Summit Financial Group Jackson MI 02/2010 05/2021
Cetera Advisor Networks Llc El Segundo CA 09/2019 Present
Ken Butterfield Investments Llc Dba Kcb Financial Planning; Jackson MI 08/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/2010 → 09/2019
    Summit Brokerage Services
    Jackson, MI
  • 02/2010 → 05/2021
    Summit Financial Group
    Jackson, MI
  • 09/2019 → Present
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2013 → Present
    Ken Butterfield Investments Llc Dba Kcb Financial Planning;
    Jackson, MI
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1- 07/2024 / KCB Financial Plannings / DBA for LPL Business (entity for LPL business) / Investment Related / 120 hrs mth / 32.5 hrs during trading / At reported business location(s) 2- 07/2024 / Real Estate Rental / Real Estate Rental / Investment Related / Jackson, MI / Start date: 08/02/2022 3- 07/2024 / KEN BUTTERFIELD INVESTMENTS LLC / Business Entity For Tax/Investment Purposes Only / 160 hrs mth / 2 hrs during trading / Jackson, MI / Start date: 08/01/2023 4- 07/2024 / Sunshine & Smiles LLC / Business Owner / Non Inv Related / start 05/25/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-01
S63 Uniform Securities Agent State Law Examination 1992-08-28
  • S65 Uniform Investment Adviser Law Examination
    2007-02-01
  • S63 Uniform Securities Agent State Law Examination
    1992-08-28
Other Names
  • Ken Butterfield
  • Kenny Butterfield

View on SEC IAPD

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