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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| MI | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2024-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | Jackson | MI | 02/2010 | 09/2019 |
| Summit Financial Group | Jackson | MI | 02/2010 | 05/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2019 | Present |
| Ken Butterfield Investments Llc Dba Kcb Financial Planning; | Jackson | MI | 08/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1- 07/2024 / KCB Financial Plannings / DBA for LPL Business (entity for LPL business) / Investment Related / 120 hrs mth / 32.5 hrs during trading / At reported business location(s) 2- 07/2024 / Real Estate Rental / Real Estate Rental / Investment Related / Jackson, MI / Start date: 08/02/2022 3- 07/2024 / KEN BUTTERFIELD INVESTMENTS LLC / Business Entity For Tax/Investment Purposes Only / 160 hrs mth / 2 hrs during trading / Jackson, MI / Start date: 08/01/2023 4- 07/2024 / Sunshine & Smiles LLC / Business Owner / Non Inv Related / start 05/25/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-28 |
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