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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-11-28 |
| MS | RA | APPROVED | 2002-11-14 |
Branch Locations
1022 Highland Colony Pkwy, Ridgeland, MS 39157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jackson | MS | 08/1990 | Present |
I*76702 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST. JOSEPH CATHOLIC CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: MADISON, MISSISSIPPI 39110 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 11/7/2014 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COORDINATOR OF RELIGIOUS EDUCATION FOR K-8TH - ORGANIZE CLASSES AND ENSURE TEACHERS HAVE SUPPLIES THEY NEED TO TEACH RELIGIOUS EDUCATION TO K-8TH GRADERS IN THE PARISH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-03 |
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