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Thomas Christopher Konop

Morgan Stanley

Anchorage, AK

Anchorage, AK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-24
AK RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • AK RA
    APPROVED
    Since 2009-06-01

Branch Locations

Anchorage, AK • United States

2550 Denali Street Suite 1700, Anchorage, AK 99503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Anchorage AK 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Anchorage, AK
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1.ALASKA WILDERNESS VOYAGES LLC. NOT INVESTMENT RELATED. 16320 BLACK VEAR CIRCLE; ANCHORAGE, AK 99516. NATURE:BOAT CHARTER. POSITION: SINGLE MEMBER. START DATE: 11/12/03. 32 HOURS PER MONTH. MINIMAL HOURS DURING SECURITIES TRADING HOURS. DUTIES: I HAVE A CAPTAIN AND WILL CHARTER THE VESSEL DURING THE BOATING SEASON. 2. Anchorage School District ; Not Investment related; School District ; Employee (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 2; Assistant Football Coach.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-14
S63 Uniform Securities Agent State Law Examination 1992-08-05
  • S65 Uniform Investment Adviser Law Examination
    1992-09-14
  • S63 Uniform Securities Agent State Law Examination
    1992-08-05
Other Names
  • Thomas C Konop

View on SEC IAPD

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