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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| AK | RA | APPROVED | 2009-06-01 |
Branch Locations
2550 Denali Street Suite 1700, Anchorage, AK 99503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Anchorage | AK | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.ALASKA WILDERNESS VOYAGES LLC. NOT INVESTMENT RELATED. 16320 BLACK VEAR CIRCLE; ANCHORAGE, AK 99516. NATURE:BOAT CHARTER. POSITION: SINGLE MEMBER. START DATE: 11/12/03. 32 HOURS PER MONTH. MINIMAL HOURS DURING SECURITIES TRADING HOURS. DUTIES: I HAVE A CAPTAIN AND WILL CHARTER THE VESSEL DURING THE BOATING SEASON. 2. Anchorage School District ; Not Investment related; School District ; Employee (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 2; Assistant Football Coach.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-05 |
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