Jeffrey Alan Swett

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-03-19
TX	RA	APPROVED_RES	2010-10-04

CO RA
APPROVED

Since 2026-03-19
TX RA
APPROVED_RES

Since 2010-10-04

Branch Locations

Aspen, CO • United States

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Boston	MA	04/1992	Present

04/1992 → Present

Ubs Financial Services Inc.

Boston, MA

Other Businesses

RKK SARASOTA REAL ESTATE, LLC / 71 NEW BRIDGE ST. HINGHAM,MA 02043 / COMPANY/ REAL ESTATE / REAL ESTATE / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / LANDLORD / START DATE 3/19/2013. White Glove / 390 Park Street Birmingham, MI 48009 / United States / No / Active / https://www.whitegloveworkshops.com/ / Teaching a class / Start Date 10/4/2019 / 3) The Hill; Organization-Company; Nature of Business - News website; Role- contributing author; Duty - occasionally write articles; Receive Compensation - No 4) Hingham Scholarship Committee, Hingham MA United States-02043, Scholarship Committee, Banking (Retail, Investment, Merchant), Scholarship, Advisor or advisory group member if advice given may influence an officer/board, discuss investments with the committee, start date-9/13/2023.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-24
S63	Uniform Securities Agent State Law Examination	1992-07-22

S65 Uniform Investment Adviser Law Examination

1992-07-24
S63 Uniform Securities Agent State Law Examination

1992-07-22

Designations

Other Names

Jeff Swett
Jeffrey A Swett

View on SEC IAPD