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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-22
VI RA APPROVED 2019-07-26
WY RA APPROVED 2019-01-29
GA RA APPROVED 2017-01-11
WI RA APPROVED 2015-04-03
VA RA APPROVED 2013-02-26
PA RA APPROVED 2011-04-07
MI RA APPROVED 2009-11-20
FL RA APPROVED 2008-03-18
NJ RA APPROVED 2007-03-02
  • CA RA
    APPROVED
    Since 2020-06-22
  • VI RA
    APPROVED
    Since 2019-07-26
  • WY RA
    APPROVED
    Since 2019-01-29
  • GA RA
    APPROVED
    Since 2017-01-11
  • WI RA
    APPROVED
    Since 2015-04-03
  • VA RA
    APPROVED
    Since 2013-02-26
  • PA RA
    APPROVED
    Since 2011-04-07
  • MI RA
    APPROVED
    Since 2009-11-20
  • FL RA
    APPROVED
    Since 2008-03-18
  • NJ RA
    APPROVED
    Since 2007-03-02

Branch Locations

Daytona Beach, FL • United States

651 Route 73 N Suite 401, Marlton, NJ 08053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Marlton NJ 01/2007 Present
Park Ave Securities Marlton NJ 01/2007 Present
Guardian Life Insurance Company Ormond Beach FL 06/2025 09/2025
Park Avenue Securities Ormond Beach FL 06/2025 09/2025
Park Avenue Securities Daytona Beach FL 10/2025 Present
Guardian Life Insurance Company Daytona Beach FL 10/2025 Present
  • 01/2007 → Present
    Guardian
    Marlton, NJ
  • 01/2007 → Present
    Park Ave Securities
    Marlton, NJ
  • 06/2025 → 09/2025
    Guardian Life Insurance Company
    Ormond Beach, FL
  • 06/2025 → 09/2025
    Park Avenue Securities
    Ormond Beach, FL
  • 10/2025 → Present
    Park Avenue Securities
    Daytona Beach, FL
  • 10/2025 → Present
    Guardian Life Insurance Company
    Daytona Beach, FL
Previous Registrations
  • 2004-05-17 → 2007-02-02
    Osaic Fa, Inc.
    Cherry Hill, NJ
    Cherry Hill, NJ
Other Businesses

1. Planned Giving Consultants, LLC/Founder/President-help examining donor base and create a process in which to identify target groups and the most efficient way of accessing and approaching them to secure planned gifts,. Start: 06/16/2007, Address: 18 Upton Way Sewell, NJ 08080, Hrs per month - tot/bus: 10/6, Not investment related, 2. Northern Belle Properties LLC-Purchase of rental properties. Renovate if necessary. Rent, Start: 05/16/2012, Address: 18 Upton Way Sewell, NJ 08080, 6 non bus hrs per month, Investment related, Less than 10% annual compensation, 3. Tribal Hearts, LLC-Creating an LLC for an interest in a start up Wood Processing Plant in the Philippines,. Start: 12/30/2017, Address: 18 Upton Way Sewell, NJ 08080, 8 non bus hrs per month, Investment related, 4) March of Dimes Philadelphia Market Board/Member, Start: 01/01/2019, Address: N/A, 5 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 5. Humanility/Founding Board Member-Founding Board Member, Start: 01/01/2019, Address: N/A, 1 bus hr per month, Not investment related, 6) Jefferson Health Care Foundation-Board Member, Start: 01/01/2019, Address: N/A, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 7. Green Sky Properties, LLC-This LLC was created to hold my property that from which I run my PAS/Guardian business,. Start: 01/01/2019, Address: 651 Route 73 North Suite 401 Marlton, NJ 08053, 0 hrs per month, Investment related, 8) Pavilions at Greentree Condo Association-Member Condo Board, Start: 01/01/2019, Address: 2301 Evesham Road, Suite 702 Voorhees, NJ 08043, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 9) Dargusch Family Foundation-Trustee, Start: 11/01/2004, Address: 6207 Riverfront Drive Palmyra, NJ 08065, .5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 10) James Dargusch-other life insurance companies when it is more advantageous for the client Start: 01/01/2020 Address: 6207 Riverfront Drive Palmyra, NJ 08065 2 total hours per month, 2 during securities trading hours Investment related Less than 10% annual compensation 11) Power of Attorney for my Wife, Start: 01/01/2020, Address: 6207 Riverfront Drive Palmyra, NJ 08065, 0 total hours per month, Not investment related, No annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-23
S63 Uniform Securities Agent State Law Examination 1992-06-20
  • S66 Uniform Combined State Law Examination
    2007-04-23
  • S63 Uniform Securities Agent State Law Examination
    1992-06-20
Other Names
  • James William Dargusch

View on SEC IAPD

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