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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-19 |
| NH | RA | APPROVED | 2021-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wellington Management Company Llp | Boston | MA | 06/2007 | 12/2016 |
| Wellington Management Advisers, Inc | Boston | MA | 11/2014 | 12/2016 |
| The Prudential Insurance Company Of America | Needham | MA | 03/2018 | 08/2019 |
| Pruco Securities, Llc | Needham | MA | 03/2018 | 08/2019 |
| Unemployed | Hingham | MA | 01/2017 | 02/2018 |
| Citizens Securities, Inc. | Chestnut Hill | MA | 08/2019 | 10/2021 |
| J.P. Morgan Securities Llc | Boston | MA | 10/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Boston | MA | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-10 |
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