Joseph David Duffey

Current Employers

Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2012-01-03

KY RA
APPROVED

Since 2012-01-03

Branch Locations

305 Artillery Park Drive, Suite 202, Ft. Mitchell, KY 41017 • United States

13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Everest Financial, Inc.	Covington	KY	12/1998	Present
Madison Avenue Securities, Inc.	Covington	KY	01/2012	Present

12/1998 → Present

Everest Financial, Inc.

Covington, KY
01/2012 → Present

Madison Avenue Securities, Inc.

Covington, KY

Previous Registrations

2006-06-01 → 2011-12-31

Invest Financial Corporation

Mason, OH

Morrow, OH

Covington, KY

Lawrenceburg, IN

Covington, KY

Covington, KY

Other Businesses

1. NAME: EVEREST FINANCIAL, INC.; INV RELATED: YES; ADDRESS: 305 ARTILLERY PARK DRIVE, SUITE 202FT.MITCHELL, KY 41017; NATURE: SALES OF ANNUITIES, LIFE, HEALTH, DISABILITY, ANNUITIES, LTC INS; POSITION: OWNER/OFFICER/INSURANCE AGENT; START DATE:7/5/2002; HOURS/MONTH: 160 HRS; TRADING HOURS/MONTH:0; DUTIES: OWNER/OFFICER/INSURANCE AGENT. 2. NAME: RIVERS BREEZE COMMUNITY; INV RELATED:NO;; NATURE:HOMEOWNERS ASSOCIATION; POSITION:BOARD MEMBER; START DATE:3/2020; HOURS/MONTH:0; TRADING HOURS/MONTH:0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-29
S63	Uniform Securities Agent State Law Examination	1996-05-09

S66 Uniform Combined State Law Examination

2006-09-29
S63 Uniform Securities Agent State Law Examination

1996-05-09

Other Names

Joseph D Duffey

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