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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-12-02
TX RA APPROVED 2017-03-14
NJ RA APPROVED 2017-02-27
  • TN RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2017-03-14
  • NJ RA
    APPROVED
    Since 2017-02-27

Branch Locations

Nashville, TN • United States

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Boston MA 03/2016 12/2016
Ubs Financial Services Inc. Boston MA 01/2017 Present
Other Businesses

1) Dexter Southfield School / United States / 20 Newton Street, Brookline, MA 02445/ No / Educational Establishment / Lower, Middle, and Upper School Education / Member of Board of directors / I am a one of thirty Board of Trustees and serve on the Audit Committee and Co-Chair the Development Committees / Start Date 7/1/2019 / www.dextersouthfield.org / Yes, as member of a audit committee / 43647. 2)Highway 70 Lake LLC,MAUnited States,Real Estate,LLC in my father in law estate that once owned real estate. Real estate has been sold. We are in the process of filing the final annual report and final tax return.,I am the managing member of the LLC as a part of winding down my father in law estate. It has no assets. We are filing the last annual report and tax return., Start date -10/14/2025, Investment -Yes 2) S.M.W. Irrevocable Insurance Trust/ investment related?:yes /Los Angeles, California, 90068/ Oversee Trust to ensure that the needs of my nephew who has special needs are looked after./ start date: 4/8/2004 3) Name of Business: Vanderbilt University./ Address: 2201 West End Ave Nashville TN United States 37235./ Investment Related: No./ Nature: Member of Campaign Cabinet for Vanderbilt University's latest capital campaign../ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: Campaign leadership for Vanderbilt University, attend Cabinet meetings 4x a year, and lead campaign efforts in the New England region./ Start Date: 11/1/2023./ Time Required: no. 4) Robert McAleer, Nantucket Vacation Home that we rent, Partner, Manage rental agreements and turnover of tenants, start date-9/24/2007, Boston MAUnited States-02108.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-24
S63 Uniform Securities Agent State Law Examination 1995-04-26
  • S66 Uniform Combined State Law Examination
    2017-02-24
  • S63 Uniform Securities Agent State Law Examination
    1995-04-26
Other Names
  • Bobby Mcaleer

View on SEC IAPD

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