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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-02 |
| TX | RA | APPROVED | 2017-03-14 |
| NJ | RA | APPROVED | 2017-02-27 |
Branch Locations
One Post Office Square 35Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Boston | MA | 03/2016 | 12/2016 |
| Ubs Financial Services Inc. | Boston | MA | 01/2017 | Present |
1) Dexter Southfield School / United States / 20 Newton Street, Brookline, MA 02445/ No / Educational Establishment / Lower, Middle, and Upper School Education / Member of Board of directors / I am a one of thirty Board of Trustees and serve on the Audit Committee and Co-Chair the Development Committees / Start Date 7/1/2019 / www.dextersouthfield.org / Yes, as member of a audit committee / 43647. 2)Highway 70 Lake LLC,MAUnited States,Real Estate,LLC in my father in law estate that once owned real estate. Real estate has been sold. We are in the process of filing the final annual report and final tax return.,I am the managing member of the LLC as a part of winding down my father in law estate. It has no assets. We are filing the last annual report and tax return., Start date -10/14/2025, Investment -Yes 2) S.M.W. Irrevocable Insurance Trust/ investment related?:yes /Los Angeles, California, 90068/ Oversee Trust to ensure that the needs of my nephew who has special needs are looked after./ start date: 4/8/2004 3) Name of Business: Vanderbilt University./ Address: 2201 West End Ave Nashville TN United States 37235./ Investment Related: No./ Nature: Member of Campaign Cabinet for Vanderbilt University's latest capital campaign../ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: Campaign leadership for Vanderbilt University, attend Cabinet meetings 4x a year, and lead campaign efforts in the New England region./ Start Date: 11/1/2023./ Time Required: no. 4) Robert McAleer, Nantucket Vacation Home that we rent, Partner, Manage rental agreements and turnover of tenants, start date-9/24/2007, Boston MAUnited States-02108.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-26 |
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