Franklin Brian Austin

Current Employers

Sustainable Financial Planning

Philadelphia, PA • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-05-28
NY	RA	APPROVED	2024-03-15
TX	RA	APPROVED_RES	2023-08-09
NJ	RA	APPROVED	2020-07-16

PA RA
APPROVED

Since 2024-05-28
NY RA
APPROVED

Since 2024-03-15
TX RA
APPROVED_RES

Since 2023-08-09
NJ RA
APPROVED

Since 2020-07-16

Branch Locations

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sustainable Financial Planning Llc	Philadelphia	PA	05/2020	Present
Prudential Financial	Newark	NJ	12/2015	07/2020

05/2020 → Present

Sustainable Financial Planning Llc

Philadelphia, PA
12/2015 → 07/2020

Prudential Financial

Newark, NJ

Other Businesses

Frank Austin and his spouse are the owner and landlord of a multi-family residential property at 638 Park Avenue, Hoboken, NJ that they purchased in 2017. Duties include general oversight, rent collection, leasing, facilities management, financial management, and overseeing repairs. They retain a property manager that largely handles day-to-day management of the property. The business is not investment-related. Mr. Austin devotes approximately five hours per month to this activity, of which none occurs during securities trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-08-15

S63 Uniform Securities Agent State Law Examination

1992-08-15

Designations

View on SEC IAPD