Jose Romeo Portillo

Current Employers

Southland Equity Partners, Llc.

Wildwood, MO • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-12

CA RA
APPROVED

Since 2026-02-12

Branch Locations

Tujunga, CA • United States

R.M. Duncan Capital Management Corporation

10201 W Markham St Suite 219, Little Rock, AR 72205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-03-02
AR	RA	APPROVED	2021-10-19

CA RA
APPROVED

Since 2022-03-02
AR RA
APPROVED

Since 2021-10-19

Branch Locations

Tujunga, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
R H Investment Corporation, Inc.	Sherman Oaks	CA	03/1993	02/2018
Glendale Builders' Supplies	Glendale	CA	02/2018	10/2020
R.M. Duncan Securities, Inc.	Little Rock	AR	10/2020	Present
R M Duncan Capital Management	Little Rock	AR	10/2021	Present
Anta Capital Llc	Charlottesville	VA	12/2025	Present
Collectable Securities Llc	New York	NY	06/2025	11/2025
Shiloh Advisors Inc.	New York	NY	08/2025	Present

03/1993 → 02/2018

R H Investment Corporation, Inc.

Sherman Oaks, CA
02/2018 → 10/2020

Glendale Builders' Supplies

Glendale, CA
10/2020 → Present

R.M. Duncan Securities, Inc.

Little Rock, AR
10/2021 → Present

R M Duncan Capital Management

Little Rock, AR
12/2025 → Present

Anta Capital Llc

Charlottesville, VA
06/2025 → 11/2025

Collectable Securities Llc

New York, NY
08/2025 → Present

Shiloh Advisors Inc.

New York, NY

Other Businesses

1. ANTA Capital: investment-related; Charlottesville, VA; General Securities; FinOp; independent contractor; December 2025; 5 hours/month and 5 hours/month during securities trading hours; prepare financials and submit related regulatory filings 2. R M Duncan Securities/RM Duncan Capital Management: both are investment related; BD/Investment Advisor: position: FinOp; title: FinOp; start date: 12/2019: 20 hours/month and 5 hours/month during securities trading hours: Duties: financial reporting and operations related tasks. 3. SHILOH ADVISORS INC: investment related; New York NY; BD; FINOP; 8/2025; 5-10 hours/month and 5-10 hours/month during securities trading hours; bookkeeping and preparing required financial reports

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-18
S63	Uniform Securities Agent State Law Examination	1994-05-12

S65 Uniform Investment Adviser Law Examination

2021-10-18
S63 Uniform Securities Agent State Law Examination

1994-05-12

View on SEC IAPD