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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-16 |
Branch Locations
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
555 Heritage Road Ste. 2W, Southbury, CT 06488 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | West Harford | CT | 10/2014 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southbury | CT | 10/2017 | 04/2021 |
| Sanctuary Wealth | Southbury | CT | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-05 |
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