Edman Alicea Rodriguez

Current Employers

Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2011-09-06

PR RA
APPROVED

Since 2011-09-06

Branch Locations

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Popular Securities, Inc.	San Juan	PR	08/2011	10/2020
Popular Risk	San Juan	PR	10/2020	Present

08/2011 → 10/2020

Popular Securities, Inc.

San Juan, PR
10/2020 → Present

Popular Risk

San Juan, PR

Previous Registrations

2005-06-23 → 2011-08-24

Wells Fargo Clearing Services, Llc

Guaynabo, PR

San Juan, PR

Other Businesses

Popular Risk (Insurance Broker) - Corporate Office Park, Ste 201, Ave Martinez Nadal, Guaynabo, PR 00966 - Full Time Employee - Compensation = Salary - Nature of the business = Insurance - Start Date = October 2020

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-06-22
S63	Uniform Securities Agent State Law Examination	1993-10-02

S65 Uniform Investment Adviser Law Examination

2018-06-22
S63 Uniform Securities Agent State Law Examination

1993-10-02

Other Names

Edman Alicea

View on SEC IAPD