James M Dean

Current Employers

Guardant Wealth Advisors Llc

848 Brickell Ave Suite Ph5, Miami, FL 33157 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-12-19
TX	RA	APPROVED_RES	2025-11-06
FL	RA	APPROVED	2025-01-15

NY RA
APPROVED

Since 2025-12-19
TX RA
APPROVED_RES

Since 2025-11-06
FL RA
APPROVED

Since 2025-01-15

Branch Locations

Palmetto Bay, FL • United States

848 Brickell Ave Suite Ph5, Miami, FL 33157 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Los Angeles	CA	01/2016	02/2022
Jp Morgan Chase Bank Na	Los Angeles	CA	01/2016	02/2022
Bci Securities	Miami	FL	03/2022	03/2024
Guardant Wealth Advisors	Palmetto Bay	FL	04/2024	Present

01/2016 → 02/2022

Jp Morgan Securities Llc

Los Angeles, CA
01/2016 → 02/2022

Jp Morgan Chase Bank Na

Los Angeles, CA
03/2022 → 03/2024

Bci Securities

Miami, FL
04/2024 → Present

Guardant Wealth Advisors

Palmetto Bay, FL

Previous Registrations

2016-10-28 → 2022-01-08

J.P. Morgan Securities Llc

Morristown, NJ

White Plains, NY

New York, NY

Los Angeles, CA

Los Angeles, CA

Santa Barbara, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-28
S63	Uniform Securities Agent State Law Examination	1992-07-23

S65 Uniform Investment Adviser Law Examination

2025-10-28
S63 Uniform Securities Agent State Law Examination

1992-07-23

Other Names

James Michael Dean
James M. Dean

View on SEC IAPD