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Michael B Cunningham

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alexandria, VA

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-15
DC RA APPROVED 2009-10-23
MD RA APPROVED 2009-10-23
VA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-06-15
  • DC RA
    APPROVED
    Since 2009-10-23
  • MD RA
    APPROVED
    Since 2009-10-23
  • VA RA
    APPROVED
    Since 2009-10-23

Branch Locations

Alexandria, VA • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 10/2009 Present
Bank Of America,N.A. Washington DC 06/2011 Present
Previous Registrations
  • 2003-12-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Washington, DC
    Rockville, MD
  • 2000-10-01 → 2003-12-15
    Wells Fargo Clearing Services, Llc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-19
S63 Uniform Securities Agent State Law Examination 1995-11-10
  • S65 Uniform Investment Adviser Law Examination
    1996-06-19
  • S63 Uniform Securities Agent State Law Examination
    1995-11-10
Other Names
  • Mike Cunningham
  • Michael Bernard Cunningham

View on SEC IAPD

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