William Apel Stockwell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2006-01-11
CA	RA	APPROVED	2004-11-17

MA RA
APPROVED

Since 2006-01-11
CA RA
APPROVED

Since 2004-11-17

Branch Locations

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Fka Linsco/Private Ledger Corp)	Boston	MA	10/2004	Present

10/2004 → Present

Lpl Financial Llc (Fka Linsco/Private Ledger Corp)

Boston, MA

Previous Registrations

1999-09-22 → 2004-11-03

Strategic Advisers Llc

Boston, MA

Other Businesses

(1) 02/23/20006 - AUTHOR/WRITER/PUBLISHER - CREATE AND PUBLISH A CHILDREN'S BOOK AND THEN SELL THE BOOK TO THE PUBLIC - 4% OF TIME SPENT (2) 09/30/2008 - DBA ONLY- STOCKWELL WEALTH MANAGEMENT - BOSTON, MA (3) 09/26/2013 - REAL ESTATE RENTAL - TWO RENTAL UNITS IN OUR TOWNHOUSE. RENTERS ARE NOT CLIENTS OR ADVISORS. - NO TIME SPENT - BOSTON, MA. (4) 8/15/2017 - No Business Name - Investment Related - Bethlehem, NH - Real Estate Rental - Start 11/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Vacation house rental. 5). 11/6/2018 - Cannon Mountain Ski Area - Not Investment Related - Cannon Mountain 260 Tramway drive, Franconia , N.H. 03580 - Other - ski instructor - Start Date:12/01/2018 - 12 Hours Per Month/0 Hours During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-05-14
S65	Uniform Investment Adviser Law Examination	1992-11-23

S63 Uniform Securities Agent State Law Examination

1999-05-14
S65 Uniform Investment Adviser Law Examination

1992-11-23

Other Names

Pel Stockwell

View on SEC IAPD