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James Arthur Steele

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boise, ID

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-17
ID RA APPROVED 2002-05-10
  • TX RA
    APPROVED_RES
    Since 2012-10-17
  • ID RA
    APPROVED
    Since 2002-05-10

Branch Locations

225 N 9Th St, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 11/1993 Present
Bank Of America, N.A. Tulsa OK 04/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-20
S63 Uniform Securities Agent State Law Examination 1992-06-05
  • S65 Uniform Investment Adviser Law Examination
    1994-01-20
  • S63 Uniform Securities Agent State Law Examination
    1992-06-05
Other Names
  • James Arthur Steele

View on SEC IAPD

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THE ASSET CONSULTING GROUP, INC · BOISE, ID
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ARRIEN INVESTMENTS, INC. · BOISE, ID
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