John Peter Richards

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-08-14
TX	RA	APPROVED_RES	2017-02-15
WI	RA	APPROVED	2011-01-07

FL RA
APPROVED

Since 2018-08-14
TX RA
APPROVED_RES

Since 2017-02-15
WI RA
APPROVED

Since 2011-01-07

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Inc.	Milwaukee	WI	01/2011	Present

01/2011 → Present

Robert W. Baird & Co. Inc.

Milwaukee, WI

Previous Registrations

2009-07-15 → 2011-01-12

Ubs Financial Services Inc.

Brookfield, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-26

S66 Uniform Combined State Law Examination

2005-09-26

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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