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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-11-07
TX RA APPROVED 2025-11-06
  • WI RA
    APPROVED
    Since 2025-11-07
  • TX RA
    APPROVED
    Since 2025-11-06

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Bank - Associated Trust Company, N.A. Milwaukee WI 11/2010 06/2018
Gwfs Equities, Inc - Empower Greenwood Village CO 06/2018 05/2023
Drake & Associates, Llc - Loft Financial Advisory Group Waukesha WI 05/2023 10/2023
Pruco Securities, Llc Wauwatosa WI 12/2023 10/2024
The Prudential Insurance Co. Of America Wauwatosa WI 12/2023 09/2024
Empower Financial Services, Inc./Empower Advisory Group Greenwood Village CO 06/2018 05/2023
Jpmorgan Chase Bank, N.A. New Berlin WI 10/2024 10/2025
J.P. Morgan Securities Llc New Berlin WI 10/2024 10/2025
Unemployed Sussex WI 11/2023 11/2023
Robert W. Baird & Co. Incorporated Milwaukee WI 10/2025 Present
  • 11/2010 → 06/2018
    Associated Bank - Associated Trust Company, N.A.
    Milwaukee, WI
  • 06/2018 → 05/2023
    Gwfs Equities, Inc - Empower
    Greenwood Village, CO
  • 05/2023 → 10/2023
    Drake & Associates, Llc - Loft Financial Advisory Group
    Waukesha, WI
  • 12/2023 → 10/2024
    Wauwatosa, WI
  • 12/2023 → 09/2024
    The Prudential Insurance Co. Of America
    Wauwatosa, WI
  • 06/2018 → 05/2023
    Empower Financial Services, Inc./Empower Advisory Group
    Greenwood Village, CO
  • 10/2024 → 10/2025
    Jpmorgan Chase Bank, N.A.
    New Berlin, WI
  • 10/2024 → 10/2025
    New Berlin, WI
  • 11/2023 → 11/2023
    Unemployed
    Sussex, WI
  • 10/2025 → Present
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-18
S63 Uniform Securities Agent State Law Examination 2018-09-17
  • S65 Uniform Investment Adviser Law Examination
    2022-02-18
  • S63 Uniform Securities Agent State Law Examination
    2018-09-17
Other Names
  • Mitzi Merkt
  • Michelle L Merkt
  • Michelle Lea Krause
  • Michelle Lea Merkt
  • Michelle Krause

View on SEC IAPD

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