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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-11-07 |
| TX | RA | APPROVED | 2025-11-06 |
Branch Locations
777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Bank - Associated Trust Company, N.A. | Milwaukee | WI | 11/2010 | 06/2018 |
| Gwfs Equities, Inc - Empower | Greenwood Village | CO | 06/2018 | 05/2023 |
| Drake & Associates, Llc - Loft Financial Advisory Group | Waukesha | WI | 05/2023 | 10/2023 |
| Pruco Securities, Llc | Wauwatosa | WI | 12/2023 | 10/2024 |
| The Prudential Insurance Co. Of America | Wauwatosa | WI | 12/2023 | 09/2024 |
| Empower Financial Services, Inc./Empower Advisory Group | Greenwood Village | CO | 06/2018 | 05/2023 |
| Jpmorgan Chase Bank, N.A. | New Berlin | WI | 10/2024 | 10/2025 |
| J.P. Morgan Securities Llc | New Berlin | WI | 10/2024 | 10/2025 |
| Unemployed | Sussex | WI | 11/2023 | 11/2023 |
| Robert W. Baird & Co. Incorporated | Milwaukee | WI | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-17 |
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