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Bret Berger Rosenthal

Rosenthal Capital Management, LLC

Jupiter, FL

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Current Employers
Rosenthal Capital Management, Llc

Jupiter, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosenthal Capital Management, Llc Jupiter NY 01/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-13
S63 Uniform Securities Agent State Law Examination 1992-06-19
  • S65 Uniform Investment Adviser Law Examination
    2016-02-13
  • S63 Uniform Securities Agent State Law Examination
    1992-06-19
Other Names
  • Bret Rosenthal

View on SEC IAPD

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