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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-08
MN RA APPROVED 2017-01-25
  • TX RA
    APPROVED
    Since 2018-02-08
  • MN RA
    APPROVED
    Since 2017-01-25

Branch Locations

Duluth, MN • United States

2230 London Road, Duluth, MN 55812 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Duluth MN 03/2008 01/2017
Raymond James & Associates, Inc. Duluth MN 01/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-03
S65 Uniform Investment Adviser Law Examination 1997-07-02
S63 Uniform Securities Agent State Law Examination 1992-06-04
  • S66 Uniform Combined State Law Examination
    2004-09-03
  • S65 Uniform Investment Adviser Law Examination
    1997-07-02
  • S63 Uniform Securities Agent State Law Examination
    1992-06-04
Other Names
  • Michele Edna Lemire
  • Michele Wakefield
  • Michele Edna Wakefield
  • Michele Edna Lemire
  • Michele Edna Schwartz

View on SEC IAPD

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