James Paul Aull

Current Employers

Aull & Monroe

3658 College Ln S, Mobile, AL 36608 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2005-05-18
AL	RA	APPROVED	1992-06-08

TX RA
APPROVED_RES

Since 2005-05-18
AL RA
APPROVED

Since 1992-06-08

Branch Locations

3605 Springhill Business Pk Suite A, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aull & Monroe	Mobile	AL	12/1989	Present

12/1989 → Present

Aull & Monroe

Mobile, AL

Other Businesses

EAGLE MARKET MAKERS, INC 141 WEST JACKSON, STE 1201-A, CHICAGO, IL 60604; CLEARING MEMBER, CHICAGO BOARD OF TRADE; CHIEF FINANCIAL OFFICER, PRINCIPAL, FULL MEMBER CHICAGO BOARD OF TRADE (INACTIVE FLOOR TRADER/BROKER SINCE 1981), REGISTERED COMMODITY FLOOR BROKER (NFA), REGISTERED PRINCIPAL (NFA); OCT 1994 - PRESENT; APPROX. 20 HRS/MONTH; APPROX. 5 HRS DURING SECURITIES TRADING HOURS; DUTIES: STRATEGIC PLANNING, REVIEW OF DAILY MANAGEMENT'S PERFORMANCE ON A WEEKLY OR MONTHLY BASIS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-05-22

S63 Uniform Securities Agent State Law Examination

1992-05-22

Other Names

Jim Aull

View on SEC IAPD