Gregory James Weigand

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-06-03
TX	RA	APPROVED_RES	2009-04-30

TN RA
APPROVED

Since 2025-06-03
TX RA
APPROVED_RES

Since 2009-04-30

Branch Locations

Johnson City, TN • United States

Tucson, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Tucson	AZ	03/2009	Present

03/2009 → Present

Lpl Financial Llc

Tucson, AZ

Previous Registrations

2007-01-04 → 2009-03-27

Banc Of America Investment Services, Inc.

Tucson, AZ

Oro Valley, AZ

Tucson, AZ
2006-11-15 → 2006-12-20

A. G. Edwards & Sons, Inc.

Tucson, AZ

Tucson, AZ

Other Businesses

1. 03/26/2009: Weigand Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/25/2016: No Business Name - Not Investment Related - Other-Author - Started 02/19/2016 - 20 Hours Per Month/0 Hours During Securities Trading. 3. 3/10/2023 - Gregory Weigand PLLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-14
S63	Uniform Securities Agent State Law Examination	1992-08-14

S66 Uniform Combined State Law Examination

2006-11-14
S63 Uniform Securities Agent State Law Examination

1992-08-14

View on SEC IAPD